fraud

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Vetting Vendors In China to Prevent FCPA Violations and Show Due Diligence

Often, the fault for an FCPA violation doesn’t lie with the company directly. Instead, it comes…


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Minimizing Time Spent Identifying FCPA Compliance Risks And Maximizing Time Spent Mitigating Them

A recent study found that 45% of respondents who handle risk compliance believe they spend too much…


How Third Party Vendors Can Put You At Risk For FCPA Actions

Hiring a third party to handle your overseas affairs doesn’t mitigate the risk of FCPA violations.…


Managing FCPA Compliance When Dealing With Subcontractors In India

India is one of the biggest countries for finding outsourced talent, due to its high population and…


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How FCPA Enforcement Can Impact Overseas Clients

It can take a long time for the Supreme Court to decide on something. It makes sense, since it’s…


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Understanding FINRA’s Fine Mitigation Program For Extraordinary Cooperation

Most financial authorities in the US offer mitigation programs for firms that choose to cooperate…


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What FINRA Sanction Updates Mean for Your Financial Firm

If you’re in finance, then you probably know that FINRA has recently updated its guidance on…


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Reducing Your Risk In Workers’ Compensation Cases With Better Triaging and RRA

Workers compensation claims can bankrupt a company. I remember it nearly happening to an old…


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The DOJ FCPA Pilot Program: Best Practices, Benefits, and Risks of Cooperation

In an ideal world, a company could simply disclose mistakes they have made that violated the FCPA,…


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How Companies Can Avoid FINRA and FCPA Violations

If you watch the financial news, then you’ve seen a lot about Venezuelan bonds recently. That’s…


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Creating a Risk Matrix to Proactively Reduce Business Threats

“Planning for risk” may sound like a contradiction of terms, but it’s something everyone does.…